Geneva · Private Lombard Credit · By Introduction
São Paulo B3 BRL

Lombard loans on the B3.

Private credit against B3 — Brasil, Bolsa, Balcão-listed shares — pledged, not sold.

A Lombard loan against B3-listed shares is credit secured by a pledge of equity listed on the B3 — Brasil, Bolsa, Balcão. The holder pledges the shares, draws cash against a fraction of their market value, retains ownership and dividends subject to structuring, and recovers the position on repayment.

Key takeaways
  • Facilities are arranged against equity listed on the B3 — Brasil, Bolsa, Balcão (B3), São Paulo.
  • The pledge preserves ownership, dividends, and the upside for the holder.
  • Loan-to-value is set per line; funded in BRL or cross-currency.
  • Structured under CVM, with disclosure from 5%.

The venue

The principal Latin American equities venue. The Novo Mercado tier imposes one-share-one-vote and full free-float requirements that materially affect the eligibility of controlling-shareholder positions for collateralisation.

Regulator and disclosure

The B3 — Brasil, Bolsa, Balcão operates under Comissão de Valores Mobiliários (CVM). CVM Resolution 80 reporting of material beneficial-ownership changes at 5% thresholds. A pledge over a substantial line is arranged with that reporting regime in view, so that the facility is both discreet and compliant, and so that positions near a control or takeover threshold are not disturbed.

Structuring a facility here

Lombard facilities against B3-listed shares are typically arranged for a tenor of twelve to thirty-six months, funded in BRL or another currency on a cross-currency basis, with the collateral held by a qualified custodian under bankruptcy-remote arrangements. Non-recourse, limited-recourse, and full-recourse structures are available; the choice interacts with the loan-to-value and the spread.

ExchangeB3 — Brasil, Bolsa, Balcão (B3)
City · CountrySão Paulo · Brazil
RegulatorComissão de Valores Mobiliários (CVM)
DisclosureFrom 5%
Principal indicesIbovespa, IBrX 50
SegmentsNovo Mercado (highest corporate-governance tier); Level 2; Level 1; Bovespa Mais
Currency · TenorBRL · 12–36 months
RecourseNon-recourse / limited-recourse / full-recourse

Financing a position listed on the B3?

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See also the country overview: Lombard loans in Brazil.

Adjacent Venues Americas

Other exchanges in the region.

In Depth The Venue, Specifically

On this market, specifically.

Liquidity and the index

B3 is the principal Latin American equities venue, and its most liquid names populate the Ibovespa and the IBrX 50. Liquidity is concentrated in the larger index constituents, so for a substantial line the depth of the specific name — and its free float once any controlling block is set aside — matters more than headline market turnover. The governance tier is part of the liquidity picture too: Novo Mercado names, with their full free-float commitment, tend to offer a cleaner tradeable float, which supports how a Lombard loan is sized against the position.

Structuring notes

The defining structuring point on B3 is the governance tier. A Novo Mercado listing requires one-share-one-vote and a full free float, which affects how much of a controlling-shareholder line is genuinely available to pledge and how enforcement would interact with that float; Level 2, Level 1, and Bovespa Mais carry lighter commitments. Settlement runs through the Brazilian infrastructure, with the pledged shares held by a qualified custodian. The Lombard credit is documented with the issuer’s tier and the CVM reporting threshold in view, and can be funded in BRL or in hard currency.

FAQ B3

B3 Lombard loans, answered.

Q · 01Can I raise a Lombard loan against B3-listed shares?
Yes. Shares listed on the B3 — Brasil, Bolsa, Balcão can be pledged as collateral for a Lombard loan, subject to a review of the specific line's liquidity, free float, and concentration. The holder keeps ownership and the upside; cash is advanced against a fraction of the position's value.
Q · 02What disclosure applies to a pledge on the B3?
The B3 — Brasil, Bolsa, Balcão sits under Comissão de Valores Mobiliários (CVM). Substantial-holding disclosure is triggered from 5%, and a pledge over a large line is structured with that regime in mind.
Q · 03What currency and tenor are typical?
Facilities against B3-listed shares are usually funded in BRL, or in another currency on a cross-currency basis, for a tenor of twelve to thirty-six months, renewable by agreement.